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We
all know how litigious our society has become in the area
of employment-related issues. Every recruiter, hiring manager,
executive, and department manager must realize that asking
the wrong questions or making improper inquiries can lead
to discrimination or wrongful-discharge lawsuits, and these
suits can be won or lost based on statements made during the
interview process. Thus, it is important to incorporate risk
management into your interviewing process to help minimize
your firm's exposure to employment practices liability.
You,
or your company, could be accused of asking improper questions
or making discriminatory statements or comments that reflect
bias. It is also possible to make assurances or promises during
interviews that can be interpreted as binding contracts. Recognizing
these potential danger areas is the best way to avoid saying
the wrong thing during interviews.
To
minimize the risk of discrimination lawsuits, it's important
for interviewers to be familiar with topics that aren't permissible
for questioning. For example, you shouldn't ask a female applicant
detailed questions about her husband, children and family
plans. Such questions can be used as proof of sex discrimination
if a male applicant is selected for the position, or if the
female is hired and later terminated. Older applicants shouldn't
be asked about their ability to take instructions from younger
supervisors.
It
is also important to avoid making statements during the interview
process that could be alleged to create a contract of employment.
When describing the job avoid using terms like "permanent",
"career job opportunity" or "long term".
Interviewers
should also avoid making excessive assurances about job security.
Avoid statements that employment will continue as long as
the employee does a good job. For example, suppose that an
applicant is told that "if you do a good job, there's
no reason why you can't work here for the rest of your career."
The applicant accepts the job and six months later is laid
off due to personnel cutbacks. This could lead to a breach
of contract claim where the employee asserts that he or she
can't be terminated unless it's proven that he or she didn't
do a "good job". Courts have on occasion held that
such promises made during interviews created contracts of
employment.
Most
companies have at least two people responsible for interviewing
and hiring applicants. It's critical to have procedures to
ensure consistency. Develop interviewing forms containing
objective criteria to serve as checklists. They ensure consistency
between interviewers, as well as create documentation to support
the decision if a discrimination charge is later filed by
an unsuccessful applicant.
Learn
to assess job candidates on their merits. When developing
evaluation criteria, breakdown broad, subjective impressions
to more objective factors.
Obviously,
you must prepare for the interview by reviewing the application,
resume, test results, and other materials submitted by the
candidate. Try and put the candidate at ease and ask questions
that can't be answered with a "yes" or "no"
response. These open ended questions allow applicants to tell
all about their skills, knowledge and abilities. Some examples
are: "Why are you leaving your current employer?"
"Do you prefer routine, consistent work or faced-paced
tasks that change daily?" "And why?"
Here
are three potential dangers when interviewing.
·
Asking improper questions
· Making discriminatory statements
· Making binding contract statements
The
following are examples of questions that should be avoided
in interviews because they may be alleged to show illegal
bias.
·
Are you a U.S. citizen? (adversely impacts national origin)
· Do you have a visual, speech, or hearing disability?
· Are you planning to have a family? When?
· Have you ever filed a workers' compensation claim?
· How many days of work did you miss last year due
to illness?
· What off-the-job activities do you participate in?
· Would you have a problem working with a female partner?
· Where did you grow up?
· Do you have children? How old are they?
· What year did you graduate from high school? (reveals
age)
As
you can see, these rather simple and seemingly non-threatening
questions can easily violate one of the aforementioned dangers
when conducting interviews.
Companies
that use "best practices" in interviewing and that
are extremely effective in consistently hiring top performers,
use customized or standard behavioral-based interview guides
to remain consistent in their line of questioning. These companies
not only train their recruiters, but they train their executives,
department managers, and hiring managers on legal and effective
interview questions and techniques to utilize during the interview.
These
same "risk wise" companies will conduct a job analysis
audit for every position within their companies to establish
the types of behavioral and situational questions necessary
for their interviewing process. A job analysis audit is a
process whereby a company compiles objective data of what
is required to be successful in a given position. This process
is conducted via interviews, surveys, and testing (both hard
skills and soft skills testing). This process allows the company
to objectively identify the competencies, behaviors, thinking
and decision making styles, as well as the technical skills
that are common among their top performers and required for
the position in question. This process establishes a hiring
"benchmark" or interviewing "guide" to
follow. The resulting list of critical competencies is what
interviewers will use to evaluate candidates. This benchmark,
custom to each position, leads the company to define the core
line of behavioral interview questions that will uncover these
critical competencies, behaviors, and thinking styles, as
they directly relate to the job requirements.
Some
of the most effective pre-employment behavioral assessments
in the market will provide the necessary behavioral interview
questions to pose to candidates. This is due to the assessment's
objective evaluation of each candidate's competencies.
Here
are a few examples of legally-defensible behavioral interview
questions that will assist in uncovering core competencies
in an interview.
·
What has been a particularly demanding goal for you to achieve?
(This question taps into the candidate's achievement orientation
and requires them to explain the obstacle and their thought
process and actions to overcoming the obstacle)
· Can you think of a situation in which an innovative
course of action was needed? What did you do in this situation?
(This allows you to uncover whether the candidate can develop
innovative solutions to work-related problems, and identify
potential opportunities and ways to capitalize on them)
· What are the typical customer interactions you have
in your present position? Can you think of a recent example
of one of these? (This question focuses on the candidate's
customer service orientation)
· Have you ever been in a situation where you have
had to take on new tasks or roles? Describe this situation
and what you did? (This question allows you to probe into
the candidate's degree of flexibility)
· In your present position, what standards have you
set for doing a good job? How did you determine them? (This
question allows you to uncover if the candidate has high work
standards)
Conducting
a job analysis audit to objectively identify the core competencies
required for a given job, and then customizing a list of behavioral-based
interview questions like the ones mentioned above to identify
those competencies, can significantly reduce your exposure
to employment practices claims and increase your potential
for hiring top performers.
By
instituting guidelines such as these and making sure that
your organization's managers follow them you will have gone
far in reducing your risk of a lawsuit from an employee or
job applicant.
Mike
Poskey is Vice President of ZERORISK HR, Inc., a Dallas-based
human resources risk management firm and exclusive provider
of ZERORISK Hiring System. For more information, visit www.ZERORISKHR..com
or email Mike at Mike.Poskey@ZERORISKHR.com
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